EEG complexity as a biomarker for autism spectrum disorder risk
© Bosl et al; licensee BioMed Central Ltd. 2011
Received: 30 June 2010
Accepted: 22 February 2011
Published: 22 February 2011
Complex neurodevelopmental disorders may be characterized by subtle brain function signatures early in life before behavioral symptoms are apparent. Such endophenotypes may be measurable biomarkers for later cognitive impairments. The nonlinear complexity of electroencephalography (EEG) signals is believed to contain information about the architecture of the neural networks in the brain on many scales. Early detection of abnormalities in EEG signals may be an early biomarker for developmental cognitive disorders. The goal of this paper is to demonstrate that the modified multiscale entropy (mMSE) computed on the basis of resting state EEG data can be used as a biomarker of normal brain development and distinguish typically developing children from a group of infants at high risk for autism spectrum disorder (ASD), defined on the basis of an older sibling with ASD.
Using mMSE as a feature vector, a multiclass support vector machine algorithm was used to classify typically developing and high-risk groups. Classification was computed separately within each age group from 6 to 24 months.
Multiscale entropy appears to go through a different developmental trajectory in infants at high risk for autism (HRA) than it does in typically developing controls. Differences appear to be greatest at ages 9 to 12 months. Using several machine learning algorithms with mMSE as a feature vector, infants were classified with over 80% accuracy into control and HRA groups at age 9 months. Classification accuracy for boys was close to 100% at age 9 months and remains high (70% to 90%) at ages 12 and 18 months. For girls, classification accuracy was highest at age 6 months, but declines thereafter.
This proof-of-principle study suggests that mMSE computed from resting state EEG signals may be a useful biomarker for early detection of risk for ASD and abnormalities in cognitive development in infants. To our knowledge, this is the first demonstration of an information theoretic analysis of EEG data for biomarkers in infants at risk for a complex neurodevelopmental disorder.
The human brain exhibits a remarkable network organization. Although sparsely connected, each neuron is within a few synaptic connections of any other neuron . This remarkable connectivity is achieved by a kind of hierarchical organization that is not fully understood in the brain, but is ubiquitous in nature and is called a scale-free network [2–4] that changes with development. Complex networks are characterized by dense local connectivity and sparser long-range connectivity  that are fractal or self-similar at all scales. Modules or clusters can be identified on multiple scales. A comparison of network properties using functional magnetic resonance imaging showed that children and young adults' brains had similar "small-world" or scale-free organization at the global level, but differed significantly in hierarchical organization and interregional connectivity . White matter fiber tracking has revealed that brain development in children involves changes in both short-range and long-range wiring, with synaptogenesis and pruning occurring at both the local (neuronal) level and the systems level . Abnormal network connectivity may be a key to understanding developmental disabilities.
Autism is a complex and heterogeneous developmental disorder that affects the developmental trajectory in several key behavioral domains, including social, cognitive and language abilities. The underlying brain dysfunction that results in the behavioral characteristics is not well understood. Complex mental disorders such as autism cannot easily be described as being associated with underconnectivity or overconnectivity, but may involve some form of abnormal connectivity that varies between different brain regions . Normal and abnormal connectivity may also change during development, so that, for example, a condition may not exist at age 3 months but may emerge by age 24 months. A key to understanding neurodevelopmental disorders is the relationship between functional brain connectivity and cognitive development . Measuring functional brain development is difficult both because the brain is a complex, hierarchical system and because few methods are available for noninvasive measurements of brain function in infants. New nonlinear methods for analyzing brain electrical activity measured using scalp electrodes may enable differences in infant brain connectivity to be detected. For example, coarse-grained entropy synchronization between electroencephalography (EEG) electrodes revealed that synchronization was significantly lower in children with autism than in a group of typically developing children , supporting the theory that autistic brains exhibit low functional connectivity. In the autistic brain, high local connectivity and low long-range connectivity may develop concurrently because of problems with synapse pruning or formation [9, 10]. Estimation of changes in neural connectivity might be an effective diagnostic marker for atypical connectivity development.
EEG signals are believed to derive from pyramidal cells aligned in parallel in the cerebral cortex and the hippocampus , which act as many interacting nonlinear oscillators . As a consequence of the scale-free network organization of neurons, EEG signals carry nonlinear, complex system information reflecting the underlying network topology, including transient synchronization between frequencies, short- and long-range correlations and cross-modulation of amplitudes and frequencies . The mathematical relationship between network structure and time series is a subject of current research and may eventually shed further light on the relationship between neural networks and EEG signals.
A great deal of information about interrelationships in the nervous system likely remains undiscovered because the linear analysis techniques currently in use fail even to detect them . If brain function and behavior are mirrors of each other as is commonly accepted [15–18], then biomarkers of complex developmental disorders may be hidden in complex, nonlinear patterns of EEG data. The dynamics of the brain are inherently nonlinear, exhibiting emergent dynamics such as chaotic and transiently synchronized behavior that may be central to understanding the mind-brain relationship  or the "dynamic core" . Methods for chaotic signal analysis originally arose from a need to rigorously describe physical phenomena that exhibited what was formerly thought to be purely stochastic behavior, but was then discovered to represent complex, aperiodic yet organized behavior, referred to as self-organized dynamics . The analysis of signal complexity on multiple scales may reveal information about neural connectivity that is diagnostically useful [1, 19, 22].
One interpretation of biological complexity is that it reflects a system's ability to adapt quickly and function in a changing environment . The complexity of EEG signals was found in one study to be associated with the ability to attend to a task and adapt to new cognitive tasks; a significant difference in complexity was found between controls and patients diagnosed with schizophrenia . Patients with schizophrenia were found to have lower complexity than controls in some EEG channels and significantly higher interhemispheric and intrahemispheric cross-mutual information values than controls . A study of the correlation dimension (another measure of signal complexity) of EEG signals in healthy individuals showed an increase with aging, interpreted as an increase in the number of independent synchronous networks in the brain .
Several different methods for computing complex or nonlinear time series features have been defined and used successfully to analyze biological signals [26, 27]. Sample entropy, a measure of time series complexity, was significantly higher in certain regions of the right hemisphere in preterm neonates who received skin-to-skin contact than in those who did not, indicating faster brain maturation . Sample entropy has also been used as a marker of brain maturation in neonates  and was found to increase prenatally until maturation at about 42 weeks, then decreased after newborns reached full term .
Living systems exhibit a fundamental propensity to move forward in time. This property also describes physical systems that are far from an equilibrium state. For example, heat moves in only one direction, from hot to cold areas. In thermodynamics, this property is related to the requirement that all systems must move in the direction of higher entropy. Time irreversibility is a common characteristic of living biosignals. It was found to be a characteristic of healthy human heart electrocardiographic (ECG) recordings and was shown to be a reliable way to distinguish between actual ECG recordings and model ECG simulations . ECG signals from patients with congestive heart disease were found to have lower time irreversibility indices than healthy patients . Interestingly, the time irreversibility of EEG signals has been associated with epileptic regions of the brain, and this measure has been proposed as a biomarker for seizure foci . Time irreversibility may be used as a practical test for nonlinearity in a time series.
This study is a preliminary investigation of the difference in multiscale entropy between two groups of infants between 6 and 24 months of age. The groups include typically developing infants and infants who have an older sibling with a confirmed diagnosis of autism spectrum disorder (ASD) and who are thus at higher risk for developing autism. ASD is a developmental disorder in which symptoms emerge during the second year of life. Behavioral indicators are not evident at 6 months of age [34–36]; however, on the basis of the use of a novel observational scale to assess ASD characteristics in infants, distinguishing characteristics were seen at 12 months . Another study compared behavioral measures such as frequency of gaze at faces and shared smiles in infants. Again, group differences between those who later developed an ASD and typically developing controls were apparent at age 12 months, but not at age 6 months . Only one study has investigated behavioral differences at age 9 months: infants at risk for ASD showed distinct differences in visual orientation from those with no family history of autism . These behavioral observations suggest that important developmental differences are occurring in the brains of typically developing infants and those who will later develop an ASD. Although there have been no other published studies on brain development during the first year of life, one of the most replicated findings, based on a retrospective review of medical records, is accelerated growth in head circumference (a valid and reliable proxy for brain growth), which begins at around 6 to 9 months of age [38–40]. If multiscale entropy is a measure of functional brain complexity, then it may be a useful marker for distinguishing differences in brain activity between at-risk and typical infants.
Distribution of participants by age and risk groupa
Number of infants
Males, n = 59
Females, n = 84
Total, N = 143
Mean age, days
Mean height, in
Mean head circumference, mm
mMSE over channel groups
Left frontal mMSE
Distribution of participants with number of visits and/or measurements of the same child at different agesa
Number of infants with one time point
Age 6 months
Age 9 months
Age 12 months
Age 18 months
Age 24 months
Number of infants with two time points
Number of infants with three time points
Number of infants with four time points
Number of infants with five time points
Total unique infants
Total measurements, all visits
The larger Infant Sibling Project study, from which data for this project were taken, was approved by the Committee on Clinical Investigations at Children's Hospital Boston (X06-08-0374) and the Boston University School of Medicine (H-29049). Parental written informed consent was obtained after the experimental procedures had been fully explained.
EEG data collection
Infants were seated on their mothers' laps in a dimly lit room while a research assistant engaged the infants' attention by blowing bubbles. This procedure was followed to limit the amount of head movement by the infant that would interfere with the recording process. Continuous EEG recordings were taken with a 64-channel Sensor Net System (EGI, Inc., Eugene, OR, USA). This sensor net device comprises an elastic tension structure forming a geodesic tessellation of the head surface and containing carbon fiber electrodes embedded in pedestal sponges. At each vertex is a sensor pedestal housing an Ag/AgCl-coated, carbon-filled plastic electrode and a sponge containing a saline electrolyte solution. Prior to fitting the sensor net over the scalp, the sponges are soaked in electrolyte solution (6 mL of KCl per 1 L of distilled water) to facilitate electrical contact between the scalp and the relevant electrode. To ensure the safety and comfort of the infant, the salinity of the electrolyte solution is the same as tears. In the event that the solution comes into contact with the eyes, no damage or discomfort to the infant will occur.
Prior to recording, measurements of channel gains and zeros were taken to provide an accurate scaling factor for the display of waveform data. The baby's head was measured and marked with a washable wax pencil to ensure accurate placement of the net, which was then placed over the scalp. Scalp impedances were checked online using NetStation (EGI, Inc.), the recording software package that runs this system. EEG data were collected and recorded online using NetAmps Amplifiers (EGI, Inc.) and NetStation software. The data were amplified, band-pass filtered at 0.1 to 100.0 Hz and sampled at a frequency of 250 Hz. They were digitized with a 12-bit National Instruments Board (National Instruments Corp., Woburn, MA, USA). Typically, 2 minutes of baseline activity were recorded, but depending on the willingness of the infant, recorded periods may have been shorter. For this study, continuous sample segments of 20 seconds were selected from the processed resting state data and used to compute multiscale entropy values.
Modified Multiscale Sample Entropy
A multiscale method for computing the entropy of biological signals was developed by Costa et al. . This approach computes the sample entropy on the original time series (or "signal") and on coarse-scaled series that are derived from the original signal. Because biological systems must be adaptable across multiple time scales, measurements of biological signals are likely to carry information across multiple scales. A multiscale estimation of the information content of EEG signals may reveal more information than the entropy of only the original signal.
Time asymmetry and nonlinearity
The time irreversibility index (trev) was computed for different resolutions of the EEG time series using the algorithm of Costa et al. . The third column of Figure 1 shows trev values for several different linear and nonlinear time series. Of particular note is that only the sine wave time series and both random time series have nearly zero irreversibility indices, while the index for the nonlinear logistic series and the representative EEG signal are both nonzero on all scales shown.
After computing multiple resolutions of the EEG time series as described above, an estimate of the time irreversibility for each resolution was computed by noting that a symmetric function or time series will have the same number of increments as decrements. That is, the number of times |xi+1 - x i | > 0 will be approximately the same as the number of times |xi+1 - x i | < 0. Thus, an estimate of the time series symmetry (or reversibility) was found by summing increments and decrements and dividing by the length of the series. A reversible time series will have a value of zero. For a series of 5,000 points, as used in this study, trev > 0.1 is a significant indicator of irreversibility and thus of nonlinearity . This information is used only to indicate that nonlinear information is contained in the EEG time series that is not used in linear analysis methods, suggesting that the mMSE may contain more diagnostically useful information than power spectra analysis alone.
Classification and endophenotypes
The Orange machine learning software package (orange.biolab.si/) was used for classification calculations . Several different learning algorithms were compared (support vector machine, k-nearest neighbors and naïve Bayesian algorithms) to exclude possible overfitting by one method. The significance of the classification results for each method was estimated empirically using the permutation approach described by Golland and Fischl .
To keep the feature set smaller while still capturing the overall shape of the mMSE curve, the low, high and mean values for each curve were extracted for each of 64 channels, creating a feature set of 192 values. A single sample from the population is represented by these 192 values. Although some data points were from the same infant at different ages, this study should be considered a cross-sectional study in that any relationship between data at two different ages was not used for classification. That is, the infants in the age 6 months EEG data set were considered to be independent of the set of infants studied at age 9 months, age 12 months and so on.
The multiscale entropy and time irreversibility characteristics of five different time series are shown in Figure 1. The example time series amplitudes are shown in the first column. The second column displays plots of the multiscale entropy, where the horizontal axis is the coarse-grained scale from 1 to 20. White noise shows a characteristic decline in entropy with temporal scale, indicating loss of correlation between longer time intervals. Note that the deterministic but chaotic logistic equation has an entropy profile similar to white noise, suggesting that signal characteristics that appear as noise may in fact contain significant dynamic information about the system. The physiological (EEG) time series has a unique entropy curve that increases with temporal scale, similar to the cardiac signals observed in ECG readings [31, 45].
The third column of Figure 1 is the multiscale time asymmetry value. The value of a in the lower right corner of the time asymmetry plot is the value of the time asymmetry index summed over scales 1 to 5. A nonzero time asymmetry value is a sufficient condition for nonlinearity of a time series. Although white noise and the logistic curve have similar entropy profiles, the time asymmetry index distinguishes the nonlinear chaotic signal from noise. The EEG signal shown here clearly contains nonlinear characteristics on the basis of the nonlinear time asymmetry index.
Several features are immediately apparent. A general asymmetry in mMSE is seen in both control and high-risk groups, although this asymmetry appears to decline from ages 12 to 18 months as the left and right hemispheres and frontal curves come closer together at age 18 months. EEG complexity changes with age, but not uniformly. In the controls, the overall EEG complexity, shown by the solid black line in Figure 4, increases from ages 6 to 9 months then decreases slightly from ages 9 to 12 months before increasing again from ages 12 to 18 months. Left and right channels and the right frontal channels all follow this same pattern, though left and right hemisphere complexity is not symmetric. The left frontal channels follow a different pattern, increasing strongly until age 12 months and then declining after that. The complexity curves for the high-risk group follow a similar pattern, but the overall complexity is lower and the increases and decreases are much more exaggerated. Perhaps even more distinct is the left frontal curve in the high-risk group. It follows the same pattern as all other regions, unlike the left frontal curve in the controls.
Height, head circumference and exact age in days at the time of testing, as well as group means, standard deviations and significance levels, are included in Table 1. The only significant group difference among these variables was in head circumference at age 9 months: The infants in the HRA group had a larger mean head circumference than the typically developing controls.
Machine learning classification of risk
Supervised learning classification using three different algorithms: k-nearest neighbors, support vector machine, and naïve Bayes classificationa
All infants Accuracy (P value)
Boys Accuracy (P value)
Girls Accuracy (P value)
The significance of classification accuracy was assessed empirically using the permutation strategy described by Golland and Fischl . This approach is common for estimating the significance of learning algorithms when the number of features greatly exceeds the number of training examples. If the class labels are randomly permutated, new classification accuracy can be computed using 10-fold cross-validation to serve as a baseline. For this study, 100 random permutations were run with 10-fold cross-validation for each machine classification calculation. The P value was determined by counting the number of random classifications for which the accuracy was equal to or higher than the accuracy for the true labels.
Using P = 0.05 as a significance cutoff value, the HRA and control groups can be classified at age 9 months for boys and girls together and for boys separately with accuracies of nearly 80% and well over 90%, respectively. For boys considered alone, the classification accuracy remained relatively high at ages 9, 12 and 18 months, though the result at age 12 months was not statistically significant. For girls, separation of the two groups was most accurate and significant at age 6 months, possibly indicating a sex difference in developmental trajectories. These results suggest that a familial endophenotype may be present at around age 9 months that enables HRA infants to be distinguished from low-risk controls. The differences seem to decline after 9 months of age, especially in girls, with some evidence that it may persist in boys until age 18 months (Table 3). Since approximately 60% of the HRA infants are expected not to be diagnosed with an ASD (20% will likely be diagnosed with another disorder, although not an ASD) , this is not surprising. Increasing heterogeneity with age regarding rates of development and behavioral characteristics of the high-risk group may be partly responsible for the drop in accuracy. Further study and subclassification with future data are needed to explore sex differences in brain development using entropy calculations.
To determine whether the significant group differences in mean head circumference were predictors of individual class status, two additional calculations were done. First, head circumference was added as one more feature to the mMSE values. The prediction calculations were repeated. The predictive accuracy of the classifiers was unchanged from the results obtained with mMSE alone. This might have been because the changed mMSE values were a direct reflection of head size differences in some way, so classification was done with head circumference alone. Somewhat surprisingly, classification accuracy was not significant and nearly random. When examining the group values, it appears that the rather large individual variability within each group accounts for this finding. We conclude that head circumference does not contribute to classification accuracy at any of the ages tested.
The primary goal of this study was to explore whether measures of EEG complexity might reveal functional endophenotypes of ASD and thus identify them as potential biomarkers for risk of ASD at very early ages before the onset of clear behavioral symptoms. Our findings show significant promise for the specific measure of multiscale entropy that was used to compare high- and low-risk infants between the ages of 6 and 24 months. Differences in mean mMSE over the entire scalp and especially in the left frontal region were significant at most ages measured, except at age 9 months. The trajectory of the curves between ages 6 and 12 months in Figure 4 appears to be as informative as information at any specific age. This result makes the relatively high accuracy at age 9 months of the machine classification using all of the mMSE curves as feature vectors particularly notable. This early period of life is one of important changes in brain function that are foundational for the emergence of higher-level social and communicative skills that are at the heart of the difficulties associated with ASD. A number of major cognitive milestones typically occur beginning at around age 9 months and perhaps earlier in girls. These milestones include, for example, the development of the ability to perceive intentional actions by others , as well as loss of the ability to perceive speech sound distinctions in non-native languages  and loss of the ability to discriminate certain categories of faces . These latter developments are especially significant because they reveal how socially grounded experiences influence changes in the neurocognitive mechanisms that underlie speech and face recognition processing. Thus, Marcus and Nelson  argued that infants mold their face-processing system on the basis of the visual experiences they encounter, just as their speech-processing skills are molded to their native language [50, 51]. This model assumes a narrowing of the social-perceptual window through which language and faces are processed, which in turn results in an increase in cortical specialization. In a prospective study, Ozonoff et al.  found that social communicative behaviors in infants who later developed ASD declined dramatically between ages 6 and 18 months compared to typically developing infants.
We hypothesize that the following developmental sequence may explain the data in Table 3. At age 6 months, no significant behavioral differences have been noted in prospective studies between typically developing infants and those who develop autism [34, 35]. Thus, few differences in electrophysiological data are expected at age 6 months, as shown in Figure 4 and Table 3. However, if girls are considered separately, differences in mMSE appear to be significant at age 6 months. If the multiscale entropy calculations from the EEG signals are indeed a biomarker for endophenotypes of autism familial traits, then by 9 months of age many infants in the high-risk group will display unique characteristics in their mMSE profiles that enable them to be distinguished from the controls. Those infants in the high-risk group who do not have multiple risk factors and later develop normally would not be expected to exhibit abnormalities in their mMSE profiles throughout the developmental period. These hypotheses might account for the HRA infants in our study who were classified similarly to our typical controls. This hypothesis will be tested when sufficient numbers of infants in the HRA group have reached 2 to 3 years of age and a diagnosis of ASD or typical development can be made.
Developmental abnormalities from ages 6 to 12 months are particularly distinct in the two groups (low and high risk for ASD), allowing the groups to be classified quite accurately, although some overlap between the HRA and control groups should be expected at all ages. From 12 to 24 months of age, the distinction between the two groups declines. This likely reflects the trend for some fraction of high-risk infants to develop more typical cognitive and behavioral function, even though they may carry endophenotypes that share common complexity profiles at an earlier age with other high-risk infants who will later be diagnosed with ASD.
Rather than analyzing entropy at single age points, using a trajectory of entropy values from ages 6 to 24 months might be more informative. Although EEG complexity has been shown in several studies to increase with age [30, 52, 53], the increase is neither monotonic nor uniform across different brain regions. The abnormalities in brain development that lead to autistic characteristics may not be immediately apparent by inspecting relevant brain activity, even if the data contain diagnostically significant information. For example, a recent study of the relationship between cortical thickness and intelligence found no correlation between absolute cortical thickness at any particular age and intelligence. However, a specific pattern of developmental changes in cortical thickness was highly correlated with intelligence .
One of the characteristics of the high-risk group is heterogeneity: This group includes infants who will go on to develop an ASD and those who are within the normal range genetically, developmentally and behaviorally, as well as those in between who exhibit mild autism-like traits. Further study of this cohort as they grow and develop will enable this hypothesis to be tested. Rather than binary classification into typical controls and heterogeneous high-risk groups, classification on the basis of actual behavioral assessments will allow a more accurate test of the efficacy of using the mMSE to measure brain function.
Abnormal brain connectivity, whether locally, regionally or both, may be a cause of a number of behavioral disorders, including ASD , and changes in local complexity are believed to be related to brain connectivity . Local neural network connectivity undergoes rapid change during early development, and this may be reflected in the multiscale entropy of EEG signals, which is one measure of signal complexity that has been associated with health and disease . A number of recent studies have demonstrated a link between brain connectivity and complexity, and EEG signal complexity may provide valuable information about the neural correlates of cognitive processes . Early markers for neurological or mental disorders, particularly those with developmental etiologies, may be the growth trajectories of complexity as measured by multiscale entropy curves. The results described in this paper suggest that infants in families with a history of ASD have quite different EEG complexity patterns from 6 to 24 months of age that may be indicators of a functional endophenotype associated with ASD risk. Differences between mean mMSE averaged over all channels or in frontal regions in the two groups are significant at all ages except 9 months. Machine classification on the basis of mMSE curves in each channel as a feature set is able to determine group membership, particularly at 9 months of age. The classification accuracy decreases after age 12 months, possibly because of the influence of normal brain development and the development of normal characteristics in many of the high-risk infants. Classification accuracy for boys alone still appears to be significant and relatively high at age 18 months. More data about the future outcomes of the HRA infants and the computation of additional features, such as laterality of entropy, together with behavioral and cognitive assessments as the cohort of participants in this study grows, may enable the high-risk population to be subclassified more accurately. Future longitudinal analysis of data from this cohort will allow growth trajectories, as well as the future outcomes of the high-risk children, to be compared. Deeper understanding of the relationship between these neurophysiological processes and cognitive function may yield a new window to the mind and provide a clinically useful psychiatric biomarker using complexity analysis of EEG data.
This research was supported by a grant from Autism Speaks (to HTF), National Institute on Deafness and Other Communication Disorders (NIDCD) grant R21 DC08647 (to HTF), NIDCD grant R01 DC 10290 (to HTF and CAN) and a grant from the Simons Foundation (to CAN and WJB). We thank the following people for their help in data collection: Tara Augenstein, Leah Casner, Laura Kasparian, Nina Leezenbaum, Vanessa Vogel-Farley and Annemarie Zuluaga. We are especially grateful to the families who participated in this study.
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