 Research article
 Open Access
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Investigating spillover of multidrugresistant tuberculosis from a prison: a spatial and molecular epidemiological analysis
BMC Medicinevolume 16, Article number: 122 (2018)
Abstract
Background
Congregate settings may serve as institutional amplifiers of tuberculosis (TB) and multidrugresistant tuberculosis (MDRTB). We analyze spatial, epidemiological, and pathogen genetic data prospectively collected from neighborhoods surrounding a prison in Lima, Peru, where inmates experience a high risk of MDRTB, to investigate the risk of spillover into the surrounding community.
Methods
Using hierarchical Bayesian statistical modeling, we address three questions regarding the MDRTB risk: (i) Does the excess risk observed among prisoners also extend outside the prison? (ii) If so, what is the magnitude, shape, and spatial range of this spillover effect? (iii) Is there evidence of additional transmission across the region?
Results
The region of spillover risk extends for 5.47 km outside of the prison (95% credible interval: 1.38, 9.63 km). Within this spillover region, we find that nine of the 467 noninmate patients (35 with MDRTB) have MDRTB strains that are genetic matches to strains collected from current inmates with MDRTB, compared to seven out of 1080 patients (89 with MDRTB) outside the spillover region (p values: 0.022 and 0.008). We also identify eight spatially aggregated genetic clusters of MDRTB, four within the spillover region, consistent with local transmission among individuals living close to the prison.
Conclusions
We demonstrate a clear prison spillover effect in this population, which suggests that interventions in the prison may have benefits that extend to the surrounding community.
Background
In 2016, the latest year for which estimates are available, there were 490,000 incident cases of multidrugresistant tuberculosis (MDRTB) [1]. Individuals with MDRTB have a disease that is resistant to at least isoniazid and rifampicin and they are at substantially elevated risk of treatment nonresponse, treatmentrelated side effects, and mortality, even if drug resistance is recognized and treatment with appropriate secondline drug regimens is available [2,3,4].
MDRTB arises as a consequence of failed treatment or by direct transmission from an individual infectious with MDRTB. Measures of the relative importance of failed treatment and direct transmission as drivers of MDRTB are not easy to obtain in the setting of complex epidemics, where reports of treatment history and prior drug susceptibility results are often unreliable or unavailable. Nonetheless, an analysis based on programmatic data [5] and an inference based on fitting transmission dynamic models to data [6] reveal that direct transmission of MDRTB is now the dominant mechanism driving incidence in most settings. Therefore, the success of interventions that aim to mitigate the rise of MDRTB will depend critically on their ability to identify where transmission occurs and who is at the highest risk of infection.
It has been suggested that specific types of congregate settings, especially hospitals and prisons, can serve as institutional amplifiers of TB [7, 8], and in particular, MDRTB [9,10,11,12,13]. This hypothesis suggests that the high incidence rates of TB and MDRTB reported in congregate settings can lead to spillover risk in the community [14], especially in settings where there is a rapid turnover of members in the congregate setting or there are opportunities for interaction between community members and those in the congregate setting. Consistent with this hypothesis, a statistical analysis of countrylevel data from eastern Europe and central Asia found that rates of growth of the prison population were positively associated with increases in both TB incidence and the risk of MDRTB [15]. Several studies have also documented the likely spillover of TB from prisons to communities [16] and an increased risk of MDRTB in spatial proximity to prisons [12, 17] and in areas where former prisoners reside [18].
In this work, we develop hierarchical Bayesian statistical models to investigate the hypothesis that an elevated MDRTB risk for prisoners (documented in an earlier study [19]) produces detectable spillover effects in the surrounding neighborhoods of Lima, Peru. In our analytic framework, we simultaneously test this hypothesis and estimate the magnitude, shape, and spatial range of the spillover effect. In addition, we further investigate the possibility of local transmission of MDRTB within these neighborhoods through an analysis of the residual spatial correlation in risk among the patients and an exploration of genetic clusters of specific strains of Mycobacterium tuberculosis.
Methods
Data description
Between 2008 and 2010, sputum, as well as basic demographic and clinical data, were collected from all individuals with suspected TB living in two of the four large regions of metropolitan Lima (Callao and Lima Sur). The geographic region and study population are presented in Fig. 1 (jittered to protect confidentiality). These data were collected in the context of a populationwide implementation study of the Microscopic Observation Drug Susceptibility assay, a rapid test for TB and MDRTB. Full details of the field methods are available in a previous publication [19]. All isolates included in this study have been tested for susceptibility to isoniazid and rifampin and have been genotyped by 15loci MIRUVNTR [20]. In total, approximately 71% of all culturepositive isolates had genotyping and geographic data and were included in this analysis [19].
For this analysis, we used individuallevel information about the patients including sex (male or female), sputum smear positivity indicator (yes or no), previous TB treatment status (yes or no), average socioeconomic status of their city block (lower, middle, and upper tertiles), population density of their city block (number of people per city block), age category (<25, 25–64, or 65+ years), prisoner status (yes or no), and longitude and latitude of residence at time of diagnosis. In total, our analysis includes 1587 TB patients after removing those with missing covariate information. Of these patients, 115 shared a residence with at least one other patient in the study. Table 1 displays the summary information for this population by MDRTB status.
Spillover risk analysis
We develop hierarchical Bayesian statistical models that simultaneously account for the potential of elevated MDRTB risk for an individual due to a number of sources including (i) individuallevel risk factors, (ii) proximity to the prison (representing potential spillover), and (iii) spatial proximity to other MDRTB cases (representing the possibility of local transmission). In our analyses, each TB patient is categorized as having MDRTB or drugsusceptible TB (i.e., any phenotype that is not MDRTB) and we model the probability that a patient has MDRTB as a function of these different sources of risk.
Specifically, we define Y_{i}(s_{i}) ∣ p_{i}(s_{i})~Bernoulli(p_{i}(s_{i})), i = 1, …, n, where Y_{i}(s_{i}) is equal to 1 if individual i residing at spatial location s_{i} has MDRTB and is equal to 0 otherwise. p_{i}(s_{i}) describes the individual’s personal probability of being an MDRTB patient and n is the number of individuals in the study. We note that multiple individuals can be located at the same residence, leading to identical spatial locations in the analysis. Therefore, we define the set of unique spatial locations as \( {\boldsymbol{s}}_j^{\ast} \). Each s_{i} maps to a particular \( {\boldsymbol{s}}_j^{\ast} \) for j = 1, …m, where m represents the total number of unique spatial locations and is less than the total number of patients, n.
Next, we introduce a model for an individual’s personal probability of having MDRTB that accounts for the patient’s personal risk factors, distance to the prison, and spatial proximity to other individuals such that
where Φ^{−1}(.) is the inverse cumulative distribution function of the standard normal distribution, resulting in a probit regression model. x_{i} is a vector of individuallevel risk factors, which are displayed in Table 2. β is a vector of unknown regression parameters. The function λg(‖s_{i} − s_{p}‖; θ) describes the impact of a patient’s proximity to the prison on MDRTB risk, where s_{p} is the longitude and latitude of the prison, ‖.‖ is the Euclidean distance function, and λ, θ are unknown parameters that describe the magnitude of the spillover risk and the spatial range of the spillover effect, respectively. Finally, w(s_{i}) is a spatially correlated random effect specific to the individual’s location of residence that is useful in identifying residual MDRTB risk based on spatial location alone, which is risk that is potentially due to local transmission.
We are primarily interested in determining if proximity to the prison has any impact on an individual’s MDRTB risk and formally test this hypothesis through the inclusion of λg(‖s_{i} − s_{p}‖; θ). We test a number of competing options that each make a different assumption regarding the range and shape of the potential spillover effect, and formally compare the models using two Bayesian model selection techniques: the Watanabe–Akaike information criterion (WAIC) [21, 22] and D_{k} [23]. WAIC is used primarily when the model is intended for explanatory purposes while D_{k}, a posterior predictive loss metric, is used to compare the predictive capabilities of different models. Both metrics balance model fit and complexity with smaller values of each being preferred. Following [24], we set k = 10^{10} and use the Bernoulli distribution deviance, with continuity correction, when calculating D_{k}. Our competing models are created by defining g(‖s_{i} − s_{p}‖; θ) as 1(‖s_{i} − s_{p}‖ = 0) (prisoner indicator), 1(‖s_{i} − s_{p}‖ ≤ θ) (constant spillover risk), exp{−‖s_{i} − s_{p}‖}1(‖s_{i} − s_{p}‖ ≤ θ) (exponential spillover risk), and exp{−‖s_{i} − s_{p}‖^{2}}1(‖s_{i} − s_{p}‖ ≤ θ) (Gaussian spillover risk), where 1(.) is an indicator function that is equal to 1 if the input statement is true and is equal to 0 otherwise.
The prison indicator model assumes that only those patients located at the prison have increased MDRTB risk, indicating no spillover effect. The constant spillover risk model suggests that there is a spillover effect extending outside the prison that is constant in magnitude for all patients within the range of influence (controlled by the unknown parameter θ). The exponential spillover risk model suggests that the risk is highest at the prison and decays based on the function exp{−‖s_{i} − s_{p}‖}1(‖s_{i} − s_{p}‖ ≤ θ) as distance from the prison increases. After a certain distance θ, the risk is, again, assumed to be zero. The Gaussian spillover risk model is similar to the exponential version, except that it replaces the exponential decay function with exp{−‖s_{i} − s_{p}‖^{2}}1(‖s_{i} − s_{p}‖ ≤ θ).
We are also interested in understanding if there is additional residual risk associated with proximity to other MDRTB cases. Therefore, we introduce random effects that aim to detect pockets of increased MDRTB risk due to spatial location alone. The w(s_{i}) parameters are spatially correlated random effects that account for any residual spatial variability in MDRTB risk (after controlling for individuallevel characteristics and proximity to the prison). The vector of spatially correlated random effects, \( \boldsymbol{w}={\left\{w\left({\boldsymbol{s}}_1^{\ast}\right),\dots, w\left({\boldsymbol{s}}_m^{\ast}\right)\right\}}^T \), is modeled using a Gaussian process prior distribution with spatially structured covariance matrix [25] such that \( \boldsymbol{w}\mid \phi \sim \mathrm{MVN}\left(\mathbf{0},{\sigma}_w^2\Sigma \left(\phi \right)\right) \) where MVN(., .) represents the multivariate normal distribution and \( {\sigma}_w^2\Sigma \left(\phi \right) \) describes the variance/covariance of the random effects. This specification allows us to determine if there are highly localized regions of MDRTB risk, possibly due to transmission. Random effects associated with individuals who are separated by a short distance are assumed to be more similar a priori, leading to similar estimates of individuallevel risk (p_{i}(s_{i})). We allow the data to inform about the distance that this correlation extends from a particular location and what type of impact it has on MDRTB risk in general. Specifically, we model the covariance between two of the random effects by defining \( {\sigma}_w^2\Sigma {\left(\phi \right)}_{ij} \) as
where \( {\sigma}_w^2 \) represents the total variance of the random effect distribution, ϕ controls the range of spatial correlation (at what distance random effects are uncorrelated), and ρ(.; .) is an isotropic spatial correlation function that describes the correlation between random effects as a function of the distance between spatial locations [25]. In our application of the model, we choose the spherical correlation structure because it provides us with an exact definition of the range of spatial correlation, 1/ϕ. The spherical correlation function is defined as
where d is the distance between spatial locations.
Predicted probabilities of MDRTB at new spatial locations are obtained through the posterior predictive distribution of individuallevel probabilities, f(p_{i}(s_{i}) Y), where Y = {Y_{1}(s_{1}), …, Y_{n}(s_{n})}^{T}, using properties of the conditional multivariate normal distribution and composition sampling [25]. The mean and standard deviation of the posterior predictive distributions are plotted to assess the geographic risk of MDRTB across the study region.
Molecular analysis
The spatially correlated random effects identify areas that have excess residual MDRTB risk. To determine if this excess risk may be due to local transmission, we further interrogate these regions using 15loci MIRUVNTR genotypes [20]. If multiple genetically matched isolates are identified in a single high MDRTB risk region, we deem local transmission to be probable. Specifically, we first identify estimated spatial random effects whose upper 95% credible intervals are larger than 0, indicating a statistically significant increased local risk of MDRTB (i.e., \( P\left(w\left({\boldsymbol{s}}_j^{\ast}\right)>0\boldsymbol{Y}\right)\ge 0.95 \)). Next, based on the estimated spatial range of correlation for these random effects (posterior mean of 1/ϕ), we create buffers around these significant spatial random effects with a radius equal to this distance. We then look within these buffers to determine if there are at least two individuals with a statistically significant increased MDRTB risk. For those buffers that meet these requirements, we examine whether the observed strains have identical MIRUVNTR patterns.
We also examine the MDRTB strains from individuals residing within the estimated range of the spillover effect from the prison (posterior mean of θ). These MDRTB strains are then compared with MDRTB strains from current inmates to investigate further the possible mechanism of the spillover effect identified through the spatial analysis.
Prior specification
To specify the model fully within the Bayesian framework, prior distributions must be selected for each of the unknown model parameters. When possible, we select weakly informative prior distributions for the data to drive the inference rather than our prior beliefs. The regression parameters are assumed to arise independently from a common Gaussian distribution such that \( {\beta}_j,\lambda \sim \mathrm{N}\left(0,{\sigma}_{\delta}^2\right) \) with \( {\sigma}_{\delta}^2\sim \mathrm{Inverse}\ \mathrm{Gamma}\left(0.01,0.01\right) \). The spillover range parameter, θ, is assigned a Uniform(0, 10) kilometers prior based on the distribution of patients surrounding the prison and reasonable expectations regarding the distance of a spillover impact. The variance of the spatial random effect distribution, \( {\sigma}_w^2 \), is given an Inverse Gamma(0.01, 0.01) prior while a Gamma(0.10, 0.10) prior distribution is selected for the spherical correlation range parameter, ϕ. In addition, we assess the sensitivity of our results to the choice of prior distributions for the variance parameters by rerunning the final selected model while specifying σ_{δ}, σ_{w}~Uniform(0, 100).
Computing and model fitting
Each of the proposed models are fitted in the Bayesian setting using Markov chain Monte Carlo sampling techniques with R statistical software [26]. For each model, we collect 90,000 samples from the joint posterior distribution of the model parameters after a burnin period of 10,000 iterations. To reduce the autocorrelation in the Markov chains and ease the computational burden of summarizing 90,000 posterior samples (particularly with respect to prediction), we thin the chains, resulting in a final set of 5000 posterior samples. Convergence was assessed through visual inspection of individual parameter trace plots and by monitoring the Geweke diagnostic measure [27]. Neither approach suggested any obvious signs of nonconvergence.
Results
Data description
We have a total of n = 1,587 TB patients in m = 1,509 unique spatial locations. As shown in Table 1, 164 of the TB patients have MDRTB (10.3%). The factor most closely associated with increased risk of MDRTB is previous treatment for TB; 18.6% of previously treated individuals have MDRTB compared to 7.3% of treatment naive individuals. We note that previous TB treatment status among those with MDRTB is an imperfect proxy for transmitted MDRTB. Individuals without previous treatment are assumed to have MDRTB as a consequence of direct transmission, but those with previous treatment may have MDRTB as a result of transmission or acquisition during their prior treatment. Current imprisonment is also associated with MDRTB. Among the 40 inmates with TB, 17.5% have MDRTB compared to 10.2% of individuals in the general population.
Spillover risk analysis
Additional file 1: Table S1 displays the model comparison results along with a measure of model complexity for each metric (p_{WAIC} for WAIC and P for D_{k}). The prisoner indicator model provides an improved fit over the constant spillover risk model, indicating that the assumption of constant risk in the area surrounding the prison may not accurately reflect the true nature of the spillover. However, a substantial improvement in model fit is observed when different shapes of spillover risk are considered. The exponential and Gaussian spillover risk models have an improved fit overall compared with the prisoner indicator model. This indicates that there may be a spillover effect and that the resulting excess risk decreases as distance from the prison increases, before becoming 0.
The WAIC and D_{k} results between these two models are comparable overall, so we examine the inference for λ, the parameter controlling the magnitude of the spillover risk, to make our final model selection. While the posterior mean of λ is comparable between both models, the 95% credible interval of the parameter for the exponential spillover risk model is slightly below 0. The corresponding interval from the Gaussian spillover risk model excludes 0 (Table 2). Therefore, we further explore the results of the Gaussian spillover risk model in the remaining analyses but note that the results are generally comparable between both models.
In Table 2, we present the posterior inference for each of the parameters in the Gaussian spillover risk model. Parameters whose 95% credible intervals are strictly larger than 0 indicate an increased risk of MDRTB for patients in those categories, with a similar interpretation for strictly negative results. As expected, patients who have been previously treated for TB are more likely to have MDRTB than patients with no previous treatment history. No other individuallevel risk factors are associated with increased or decreased risk of MDRTB.
Inference for λ in Table 2 suggests that people living closer to the prison are at a higher risk of MDRTB. The spatial range of the spillover effect, described by θ, is estimated to be 5.47 km, indicating that the increased risk extends beyond the prisoner population. The prior and posterior densities for λ and θ are shown in Additional file 1: Figures S1 and S2, respectively. Inside this spillover region, 14.8% of patients have MDRTB while outside the spillover region the risk is only 8.2%. In Fig. 2, we display the predicted probability of MDRTB across the region for a patient with previously treated TB while in Additional file 1: Figure S4, we display the predictions for a patient without previous TB treatment. We do not include the spatial random effects when calculating these probabilities to focus attention solely on the spillover risk. These figures clearly show the elevated MDRTB risk surrounding the prison, the decay in risk as distance from the prison increases, and the large difference in risk between patients with and without a history of previous TB treatment. Posterior standard deviations for these plots are shown in Additional file 1: Figures S3 and S4.
Molecular analysis
Through incorporation of the MIRUVNTR genotyping data, we also investigate the particular TB strains that are present within the estimated buffer of increased MDRTB risk surrounding the prison. In total, there are 467 nonprisoner TB patients within 5.47 km (posterior mean of θ) of the prison. Of the TB strains observed in this spillover region, 249 (49%) do not have an exact MIRUVNTR match. Nine MDRTB patients outside the prison (but within the spillover buffer) share a common strain with an inmate with MDRTB. In contrast, outside this prison spillover buffer, where there are over twice as many TB patients (1080), only seven MDRTB patients share a common strain with inmates with MDRTB (p = 0.022 from a twosample test of proportions). When subsetting to only those patients with MDRTB, we find nine out of the 35 MDRTB patients within the prison spillover buffer share a common strain with an inmate compared to seven out of 89 MDRTB patients outside the prison spillover buffer (p = 0.008). This provides further evidence to support the idea of potential MDRTB spillover from the prison.
Estimation of the spherical correlation range parameter, ϕ, suggests that the residual spatial correlation has a highly localized impact (0.13 km, 95% credible interval: 0.04, 0.28 km). Individuals separated by distances greater than this are essentially independent of each other with respect to residual MDRTB risk. Individuals living within this distance have a more similar risk of MDRTB, based on their proximity to each other alone. In total, 18 out of the m = 1,509 unique spatial location random effects have an upper 95% credible interval larger than zero. From these significant random effects, we identified eight unique spatial clusters of at least two patients with increased residual MDRTB risk, four of these clusters within the prison buffer. Full information on each cluster is presented in Additional file 1: Table S2.
As an example of the role of residual spatial variability in local MDRTB risk in this region, in Fig. 3 we display a cluster of four patients and the predicted risk of MDRTB in the area assuming a patient had not been previously treated for TB (none of these patients had been previously treated). The posterior standard deviations are presented in Additional file 1: Figure S5. The elevated risk in this localized area, due to the inclusion of the spatial random effects, strongly suggests local transmission. In this cluster, where two of the patients were colocated, three of them share the same TB genotype. Interestingly, the two colocated patients do not match with respect to TB genotype, a phenomenon we have also seen in previous household studies of MDRTB in Lima [28].
When investigating the robustness of our findings to the choice of prior distributions for the variance parameters, the sensitivity analysis results suggest that estimation of the spatial range of the spillover effect (5.29 vs. 5.47 km) and of the residual spatial correlation (0.11 vs. 0.13 km) were similar. Therefore, the estimated impact of the prison location and of potential local transmission on MDRTB risk in the community remains consistent across the different sets of prior distributions.
Discussion
The availability of spatial and pathogen genetic data offers new opportunities to describe the transmission dynamics of pathogens across spatial scales [29], and these types of data have been combined to gain a better understanding of how MDRTB is transmitted within cities [30] and over larger geographic areas [18, 31], but the role of prisons in propagating epidemics of MDRTB in the community has not previously been confirmed.
In this study, we found that the risk of MDRTB was elevated among individuals diagnosed with TB in the area surrounding the prison in Lima. This spillover effect dissipated as distance from the prison increased, and the effect was nonsignificant at a distance of approximately 5 km. The individual covariate known to be most associated with MDRTB (i.e., previous treatment for TB) remained a significant risk factor, but the distribution of cases reporting previous treatment did not explain the spatial concentration of MDRTB around the prison location. As there is little reason to believe that risk of acquired resistance should be related to proximity to the prison, this spatial pattern suggests that the majority of MDRTB cases among previously treated individuals in this area may be the result of transmitted resistance. Our approach allowed us to identify foci of residual risk of MDRTB, for which interrogation of molecular epidemiological data revealed several probable hot spots of MDRTB transmission with strains that are were also found within the prison. In summary, our analysis suggests that those living in the area closest to the prison experience a higher risk of MDRTB spillover, and once such strains appear outside the prison, they can be transmitted further in the community. Demonstrating a clear prison spillover effect highlights the need to intervene in the prison to prevent both internal and external TB transmission. Figures from the Peruvian National Penitentiary Institute demonstrate that Sarita Colonia prison in Callao is overpopulated by 483%. The prison was designed to have a capacity of 573 inmates but in October 2016 it had a prison population of 3332 [32]. Daily mixing between the prison population and the surrounding community occurs because of the flux of prison staff and visitors, which includes conjugal and intimate visits, prisoners with permission to leave, and the continual intake of new inmates and the release of inmates. These types of movements provide a potential explanation for how the risk of MDRTB can extend beyond the walls of the prison [33].
Our study has several notable limitations. First, we do not have data on whether individuals with TB in the community had previously been imprisoned or had known exposure to prisoners or exprisoners. This would have been useful in understanding the mechanism of increased risk experienced by those living closest to the prison. Second, our analysis is based solely on household location. As transmission of Mycobacterium tuberculosis may well occur outside the home, use of home location serves at best as a proxy of transmission risk. Third, we had sufficient data to include 71% of culturepositive isolates in this analysis, and it is possible that selection bias could occur if individuals without bacteriological confirmation of TB or missing drug susceptibility testing or spatial data were at a systematically different risk of MDRTB than those included in the analysis. Fourth, we have used MIRUVNTR data to identify strains that are genetically clustered and thus, may be related in chains of transmission. While MIRUVNTR is an important tool for identifying potential transmission clusters, wholegenome sequencing can break up apparent MIRUVNTR clusters [34] and may have allowed us to infer transmission events better. [35] We are hopeful that future work, in which wholegenome sequencing is combined with spatial and epidemiological data to pin down the role of specific institutions in the propagation of TB epidemics, will inform the targeting of transmissionblocking interventions to settings where they can have the greatest effect. Finally, it is possible that ecological bias may be introduced by analyzing individuallevel data using a combination of individual and city blocklevel covariates. Associations could potentially differ if all covariates were measured on the same spatial scale.
Conclusions
We leveraged epidemiological, spatial, and pathogen genetic data to test the hypothesis that high rates of MDRTB previously documented within a prison have led to a spillover risk in the surrounding community. Using Bayesian hierarchical spatial statistical modeling, we found strong evidence to support the hypothesis that the excess risk extends beyond the walls of the prison.
In combination with existing work, our results suggest that such institutions have potential to amplify epidemics and that efforts to control transmission within institutions can also have important indirect effects on reducing risk in the surrounding community.
Abbreviations
 MDRTB:

Multidrugresistant tuberculosis
 SD:

Standard deviation
 TB:

Tuberculosis
 WAIC:

Watanabe–Akaike information criterion
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Funding
This work was supported by Clinical and Translational Science Awards (UL1 TR001863 and KL2 TR001862) from the National Center for Advancing Translational Science, the National Institutes of Health (grants R01 AI112438, R01 AI130058, and U54 GM088558), the National Institute for Health Research, the Academy of Medical Sciences, and the Wellcome Trust (grant 201470/Z/16/Z).
Availability of data and materials
The dataset analyzed during the current study is not publicly available because it contains detailed spatial information about the residence of each of the TB and MDRTB patients. Ethics approval was not obtained for releasing the data to anyone other than the primary institution and researchers. The R code developed to fit the Gaussian spillover risk model is available upon request from the corresponding author.
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Contributions
JLW, TC, LG, DAJM, JLZ, and JRA developed the primary question and overall plan for this study. LG, DAJM, AL, JC, and PS designed the original study and collected the data analyzed here. JLW and TC developed the analytic plan and JLW analyzed the data and contributed new analytic tools. JLW and TC wrote the first draft of the paper. LG, DAJM, JLZ, JRA, AL, JC, and PS provided feedback and key revisions to the initial draft. All authors read and approved the final manuscript.
Corresponding author
Correspondence to Joshua L. Warren.
Ethics declarations
Ethics approval and consent to participate
Institutional approval for the study was obtained from the Peruvian Ministry of Health. Ethical approval was obtained from the institutional review board of Universidad Peruana Cayetano Heredia (code 54109). Consent was not obtained from participants because the data were analyzed anonymously [19]. In addition, our use of these previously collected data for this current analysis were judged exempt by the Yale University Human Investigations Committee (HIC Protocol 1409014632).
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Not applicable.
Competing interests
The authors declare that they have no competing interests.
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Additional file
Additional file 1:
Additional tables and figures. Table S1. Model comparison results with smaller values of WAIC and D_{k} preferred. Table S2. Residual MDRTB risk spatial cluster results. Figure S1. θ prior density (dashed line) and posterior histogram plots. Figure S2. λ prior density (dashed line) and posterior histogram plots. Figure S3. Posterior standard deviations for predictions presented in Fig. 2 of the main text. Figure S4. MDRTB spillover risk predictions and uncertainty. Figure S5. Posterior standard deviations for predictions presented in Fig. 3 of the main text. (DOCX 393 kb)
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Keywords
 Antibiotic resistance
 Bayesian statistics
 Spatial analysis
 Spillover analysis
 Transmission